Please fill out this form to request that a specific security is not purchased in your account(s). Note that if your account(s) already contain the designated ticker, it will be sold and may result in taxable gains or losses.
Your request will be reviewed, and our customer service representative will follow up to confirm. Whether a restriction is considered reasonable will depend on certain factors, including our investment strategy, your investment objective, the percentage of the account that is being restricted, and the operation of the investment program.
If the ticker is part of the model, the money that would otherwise be allocated to the restricted ticker will be held in cash. This will impact the performance of the account, and your returns will differ from accounts which are fully invested into the model.